International Bank is seeking a Compliance VP with Japanese language skill who will be joining the America Treasury Department to cover compliance.
- Assist with and develop controls, monitoring, and surveillance of Americas Treasury Department activities
- Assist with Department’s communications monitoring
- Assist with and develop department related trainings
- Assist with various risk assessments covering the Americas Treasury Department, identify potential risks, ensure adherence to controls and improve the supervisory control framework
- Assist in Regulatory Change Management Process. Keep abreast of regulatory changes, new regulations and internal policy changes in order to further identify new key risk areas
- Assist in review and enhancement of policies and procedures
- Assist with audits and testing reviews (i.e. tracking requests, gathering required information, following up with other stakeholders as needed)
Qualifications
- 5-7 years in the financial services industry, ideally with particular emphasis on corporate treasury activities, bank regulations compliance, derivatives regulations and cross border activities
- Exposure to and experience working with support and control functions
- Knowledge of bank regulations, commodity futures trading commission (CFTC) regulations, and securities exchange commission (SEC) rules a plus
- Strong organizational and delivery skills
- Excellent written, verbal, and analytical skills with the ability to express ideas in a persuasive, confident, organized, concise, and articulate manner
- Must be a self-started, flexible, innovative, adaptive, and highly motivated with a strong attention to details.
- Fluent in Japanese
- Bachelor’s degree
- Proficiency in MS Office
